Charles Frederick Radtke

Current Employers

Employment History

• 08/2017 → 10/2018
  Barrow, Hanley, Mewhinney & Strauss, Llc
  Dallas, TX
• 03/2007 → 08/2017
  Mercator Asset Management Lp
  Boca Raton, TX
• 06/2024 → Present
  Alta Capital Management, Llc
  Salt Lake City, UT
• 11/2018 → 06/2024
  Cxr Corporation (Cxr Asset Management)
  Boca Raton, FL
• 11/2025 → Present
  Sterling Capital Management Llc
  Charlotte, NC

Previous Registrations

• 2017-08-17 → 2018-10-25
  Barrow Hanley Global Investors
  Dallas, TX

Other Businesses

Alta Capital Management has an arrangement with Sterling Capital Management LLC ("Sterling"), an affiliated investment adviser, where Charles is a shared employee, and he provides investment advisory and portfolio management services to Sterling clients. Sterling's address is 4350 Congress Street, Suite 1000, Charlotte, North Carolina 28209. Charles's position is Portfolio Manager, and he started in November of 2025. Charles devotes approximately 12 hours a month to Sterling, 8 which are during securities trading hours. Because of this arrangement, Charles is responsible for adhering to established policies and supervisory controls designed to mitigate conflicts of interest for both firms. As a shared employee, Charles is required to act in-line with fiduciary duties and ensure all clients are treated fairly and equitably. Charles may not use information about any client's investments or trading activity to benefit himself or anyone involved in the shared-employee arrangement.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-13
• S63 Uniform Securities Agent State Law Examination
  1995-11-21

Designations

Other Names

• Charlie Radtke