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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2015-09-30 |
| OH | RA | APPROVED | 1999-12-07 |
Branch Locations
4605 E Galbraith Rd Ste 190, Cincinnati, OH 45236 • United States
515 Monmouth St., Ste. 302A, Newport, KY 41071-4588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edgewood | KY | 10/1995 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Business Ownership; Jon D Parker & Associates; Owner; Manage Ameriprise Business; 4605 E Galbraith Rd, Ste 190, Cincinnati, OH, 45236; Investment-Related; 01/13/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-17 |
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