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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-15 |
Branch Locations
7790 N Oracle Rd Ste 140, Tucson, AZ 85704 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tucson | AZ | 01/2004 | Present |
(1) 2/18/2020 - Peaks, LLC - Investment Related - 2476 E River Road, Tucson, AZ 85718 - Real Estate Rental - Managing Partner - Started 01/01/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Commercial Building of office location. (2) 08/29/2022 - Aspirational Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/22/2022 - 120 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-19 |
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