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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-11 |
| TX | RA | APPROVED | 2026-06-11 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
95 Glastonbury Blvd Suite 410 4Th Fl, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hammond Iles Wealth Advisors | Wethersfield | CT | 10/2008 | 06/2017 |
| Ceros Financial Services, Inc. | Wethersfield | CT | 03/2016 | 06/2017 |
| Wells Fargo Clearing Services Llc | Glastonbury | CT | 12/2017 | 06/2026 |
| Unemployed | Wethersfield | CT | 06/2017 | 12/2017 |
| Wells Fargo Advisors Financial Network, Llc | Glastonbury | CT | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-15 |
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