Bryan Carl Keathley

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Safe Harbor Benefits, Inc.
  Arlington, TX
• 04/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2013 → Present
  Higginbotham And Associates Insurance Agency
  Fort Worth, TX

Previous Registrations

• 1995-11-27 → 2016-04-28
  Transamerica Financial Advisors, Llc
  Arlington, TX
  Austin, TX

Other Businesses

1.Family Limited Partnership, 1321 Partners LP, 1321 West Randol Mill Rd., Ste 100, Arlington, TX 76012, Limited Partner since 10/20/03, non-investment related, 2 hours weekly no hours during trading. 2.Keathley Properties LP, 2134 Old Orchard Rd., Abilene, TX 76012, Limited Partner since 5/4/11, non-investment related, 1 hour weekly, no hours during trading. 3.Safe Harbor Benefits, Inc., 1321 W Randol Mill Rd., Ste 100, Arlington, TX 76012, President since 5/24/01, Insurance Agent/Sales, 15 hours weekly during trading hours. 4.HIGGINBOTHAM INSURANCE AGENCY INC, 500 W 13TH ST, FORTH WORTH, TX, 11/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15/WK - 15/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6.SAFE HARBOR BENEFITS, INC., 1321 W Randol Mill Rd., Ste 100, Arlington TX 76012, United States, 04/21/2016, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2003-07-03
• S63 Uniform Securities Agent State Law Examination
  1995-11-24