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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-23
NM RA APPROVED 2026-03-18
MI RA APPROVED 2025-07-11
KY RA APPROVED 2025-05-27
NV RA APPROVED 2024-12-23
NJ RA APPROVED 2021-10-25
OK RA APPROVED 2021-09-30
NY RA APPROVED 2021-08-16
AL RA APPROVED 2020-03-12
AZ RA APPROVED 2020-03-12
CO RA APPROVED 2020-03-12
CT RA APPROVED 2020-03-12
IL RA APPROVED 2020-03-10
IA RA APPROVED 2018-05-18
IN RA APPROVED 2018-03-15
CA RA APPROVED 2015-07-13
ID RA APPROVED 2015-01-06
OH RA APPROVED 2012-06-01
NC RA APPROVED 2006-06-06
TX RA APPROVED 2005-06-09
GA RA APPROVED 2004-02-20
FL RA APPROVED 1999-03-08
  • SC RA
    APPROVED
    Since 2026-03-23
  • NM RA
    APPROVED
    Since 2026-03-18
  • MI RA
    APPROVED
    Since 2025-07-11
  • KY RA
    APPROVED
    Since 2025-05-27
  • NV RA
    APPROVED
    Since 2024-12-23
  • NJ RA
    APPROVED
    Since 2021-10-25
  • OK RA
    APPROVED
    Since 2021-09-30
  • NY RA
    APPROVED
    Since 2021-08-16
  • AL RA
    APPROVED
    Since 2020-03-12
  • AZ RA
    APPROVED
    Since 2020-03-12
  • CO RA
    APPROVED
    Since 2020-03-12
  • CT RA
    APPROVED
    Since 2020-03-12
  • IL RA
    APPROVED
    Since 2020-03-10
  • IA RA
    APPROVED
    Since 2018-05-18
  • IN RA
    APPROVED
    Since 2018-03-15
  • CA RA
    APPROVED
    Since 2015-07-13
  • ID RA
    APPROVED
    Since 2015-01-06
  • OH RA
    APPROVED
    Since 2012-06-01
  • NC RA
    APPROVED
    Since 2006-06-06
  • TX RA
    APPROVED
    Since 2005-06-09
  • GA RA
    APPROVED
    Since 2004-02-20
  • FL RA
    APPROVED
    Since 1999-03-08

Branch Locations

1800 North Military Trail Suite 340, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Tampa FL 07/1995 Present
Agia Houston TX 12/2022 Present
  • 07/1995 → Present
    Valic Financial Advisors
    Tampa, FL
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-26
S63 Uniform Securities Agent State Law Examination 2001-08-03
  • S65 Uniform Investment Adviser Law Examination
    2022-05-26
  • S63 Uniform Securities Agent State Law Examination
    2001-08-03
Designations

View on SEC IAPD

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