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Raymond M Piacentini

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwich, CT

Melville, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-22
CT RA APPROVED 2016-06-03
  • NY RA
    APPROVED
    Since 2024-01-22
  • CT RA
    APPROVED
    Since 2016-06-03

Branch Locations

55 Railroad Ave, Greenwich, CT 06830 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2011 Present
Bank Of America, N.A. Melville NY 12/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-01
S63 Uniform Securities Agent State Law Examination 1998-11-06
  • S65 Uniform Investment Adviser Law Examination
    2016-06-01
  • S63 Uniform Securities Agent State Law Examination
    1998-11-06
Other Names
  • Raymond Mario Piacentini

View on SEC IAPD

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Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MORGAN STANLEY · Greenwich, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
SEARLE & CO. · GREENWICH, CT

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