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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-19
WI RA APPROVED 2021-02-19
  • TX RA
    APPROVED
    Since 2021-02-19
  • WI RA
    APPROVED
    Since 2021-02-19

Branch Locations

725 Heartland Trl Ste 200, Madison, WI 53717 • United States

Madison, WI • United States

1818 Parmenter St., Ste. 300, Middleton, WI 53562-3170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Madison WI 06/2012 02/2021
Various Insurance Agencies Madison WI 06/2012 09/2024
Jwh Group Llc Madison WI 09/2018 04/2025
Ameriprise Financial Services Llc Madison WI 02/2021 Present
  • 06/2012 → 02/2021
    Waddell & Reed, Inc
    Madison, WI
  • 06/2012 → 09/2024
    Various Insurance Agencies
    Madison, WI
  • 09/2018 → 04/2025
    Jwh Group Llc
    Madison, WI
  • 02/2021 → Present
    Madison, WI
Previous Registrations
  • 2012-06-29 → 2021-02-24
    Waddell & Reed
    Madison, WI
    Waukesha, WI
    Madison, WI
    Hamden, CT
  • 2009-06-01 → 2012-07-11
    Middleton, WI
  • 2008-05-23 → 2009-06-01
    Morgan Stanley & Co. Llc
    Madison, WI
  • 2003-10-06 → 2008-06-02
    Madison, WI
    Madison West, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-22
S63 Uniform Securities Agent State Law Examination 1996-01-11
  • S66 Uniform Combined State Law Examination
    2003-08-22
  • S63 Uniform Securities Agent State Law Examination
    1996-01-11

View on SEC IAPD

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