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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-20 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
The Villages, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James R. La Grone | Rockville | MD | 07/1997 | Present |
| Wintergreen Financial Services, Inc | Rockville | MD | 07/1998 | Present |
| Santos, Postal & Company, Pc | Rockville | MD | 07/2003 | Present |
| Kestra Advisory Services, Llc | The Villages | FL | 04/2016 | Present |
| Kestra Investment Services, Llc | The Villages | FL | 01/2010 | Present |
Business Name: WINTERGREEN FINANCIAL SERVICES, INC POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 63 START DATE: 03/01/2011 ADDRESS: 745 Krietemeyer Path, The Villages FL 32163, United States DESCRIPTION: Everything Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name:: AARP-TAX AID POSITION: Volunteer NATURE: Preparation of personal tax returns INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/03/2025 ADDRESS: Colony Rec Center, The Villages FL 32163, United States DESCRIPTION: Prepare tax returns from information provided by the taxpayer WINTERGREEN FINANCIAL SERVICES, INC POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 63 START DATE: 03/01/2011 ADDRESS: 745 Krietemeyer Path, The Villages FL 32163, United States DESCRIPTION: Everything
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-02 |
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