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Dingjian Steve Li

LPl Financial LLC

Brea, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-06-07
  • CA RA
    APPROVED
    Since 2004-06-07

Branch Locations

3120 E. Santa Fe Road, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Thousand Oaks CA 06/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-23
S63 Uniform Securities Agent State Law Examination 1995-10-24
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1995-10-24
Other Names
  • Steve Li
  • Ding Jian Li
  • Steve Li

View on SEC IAPD

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Other Offices

INVESTLINC WEALTH SERVICES · BREA, CA
MORGAN STANLEY · Brea, CA
LPL FINANCIAL LLC · BREA, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA

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