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Frank Livingston Winters

Morgan Stanley

Lawrenceville, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-08-28
NJ RA APPROVED 2010-03-19
  • TX RA
    APPROVED_RES
    Since 2010-08-28
  • NJ RA
    APPROVED
    Since 2010-03-19

Branch Locations

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lawrenceville NJ 03/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2010 → Present
    Morgan Stanley Smith Barney
    Lawrenceville, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2005-05-12 → 2010-03-03
    Td Wealth Management Services Inc.
    Piscataway, NJ
    South Plainfield, NJ
    South Plainfield, NJ
Other Businesses

WINTERVENTION LLC, OWNER; PATENT DESIGN; START DATE: 01/2015; DURING BUSINESS HOURS-0; AFTER BUSINESS HOURS-3; INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-10
S63 Uniform Securities Agent State Law Examination 1996-11-05
  • S65 Uniform Investment Adviser Law Examination
    2005-05-10
  • S63 Uniform Securities Agent State Law Examination
    1996-11-05

View on SEC IAPD

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JESSICA ANN SHEA

Other Offices

MORGAN STANLEY · Lawrenceville, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · LAWRENCEVILLE, NJ
LPL FINANCIAL LLC · LAWRENCE TOWNSHIP, NJ
CURCIO WEBB LLC · LAWRENCEVILLE, NJ
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC · LAWRENCEVILLE, NJ
COMMONWEALTH FINANCIAL NETWORK · Lawrenceville, NJ
CONSTANTIA CAPITAL LLC · LAWRENCEVILLE, NJ
WEINGARTEN ASSOCIATES, L.L.C. · LAWRENCEVILLE, NJ

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