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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2004-04-01
  • NC RA
    APPROVED
    Since 2004-04-01

Branch Locations

20212 Zion Avenue, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc Charlotte NC 04/2013 11/2016
The Guardian Life Insurance Company Cornelius NC 07/1995 Present
Park Avenue Securities Cornelius NC 11/2016 Present
Guardian Life Insurance Huntersville NC 07/2013 12/2017
Park Avenue Securities Huntersville NC 07/2013 12/2017
  • 04/2013 → 11/2016
    Charlotte, NC
  • 07/1995 → Present
    The Guardian Life Insurance Company
    Cornelius, NC
  • 11/2016 → Present
    Park Avenue Securities
    Cornelius, NC
  • 07/2013 → 12/2017
    Guardian Life Insurance
    Huntersville, NC
  • 07/2013 → 12/2017
    Park Avenue Securities
    Huntersville, NC
Previous Registrations
  • 2000-12-31 → 2004-04-01
    C.P. Advisory Services
    Cornelius, NC
Other Businesses

1. LAPIS FINANCIAL STRATEGIES, LLC Sales of P & C, insurance and when appropriate annuities, health, ltc, disability and life insurance other than Guardian products Start: 01/23/2015 Address: 20212 Zion Avenue Cornelius, NC 28078 Hrs per month - Tot/Bus: 15/12 Investment related >10% annual compensation 2. Property ownership Purchased commercial real estate to conduct business in. Lease out the upstairs to a commercial tenant Start: 01/01/2003 Address: 20212 Zion Ave Cornelius, NC 28031 Hrs per month - Tot/Bus: 5/1 Investment related >10% annual compensation 3. Other Insurance Broker for Legal Shield for individuals and group plans Start: 03/01/2019 Address: 20212 Zion Ave Cornelius, NC 28031 2 bus hours per month Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1995-11-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1995-11-03
Other Names
  • Sandi Vizner
  • Sandi Jayne Curlin
  • Sandi C Vizner
  • Sandra Curlin Vizner

View on SEC IAPD

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