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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
N82 W 15415 Appleton Ave, Menomonee Falls, WI 53051 • United States
Menomonee Falls, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors, Inc. | Menomonee Falls | WI | 08/2012 | Present |
| Lpl Financial Llc | Menomonee Falls | WI | 03/2021 | Present |
1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Menomonee Falls, WI 53051 2)1994 - Outside/W-2 Employment - BASKETBALL OFFICIAL - 24Hrs/Mo 0Hrs/Mo During Trading - Not Investment Related - Menomonee Falls, WI 53051
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-10 |
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