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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-01-02
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

410 Buchanan, Carthage, IL 62321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Carthage IL 02/2007 Present
Marine Bank & Trust Company Carthage IL 04/2007 Present
Raymond James Financial Services Advisors, Inc Carthage IL 01/2009 Present
Mercantile Bank In Quincy, Il, A United Community Bank Quincy IL 06/2017 06/2018
  • 02/2007 → Present
    Raymond James Financial Services
    Carthage, IL
  • 04/2007 → Present
    Marine Bank & Trust Company
    Carthage, IL
  • 01/2009 → Present
    Carthage, IL
  • 06/2017 → 06/2018
    Mercantile Bank In Quincy, Il, A United Community Bank
    Quincy, IL
Previous Registrations
  • 2003-02-27 → 2007-02-01
    Cetera Investment Services Llc
    Carthage, IL
    Carthage, IL
Other Businesses

(1)Name of Business: Community Foundation of the Quincy Area dba My Community Foundation Address: 621 Vermont St, Quincy, IL, 62301, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/26/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of Finance Committee (2)Name of Business: Marine Bank & Trust Company Address: 410 Buchanan St, Carthage, IL 62321, Carthage, IL, 62321, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 04/11/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Sr. Vice President

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30
Designations
Other Names
  • David Fox

View on SEC IAPD

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