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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-07 |
| TX | RA | APPROVED_RES | 2019-06-24 |
| TN | RA | APPROVED | 2012-09-25 |
Branch Locations
407 Blondeau St., Ste. 2, Keokuk, IA 52632-5657 • United States
222 E. Main Street, Sevierville, TN 37862 • United States
371 Fountain View Circle, Alcoa, TN 37701 • United States
Maryville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sevierville | TN | 04/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Alcoa | TN | 03/2020 | Present |
Outside Employment; Practice Solutions; Financial Advisor; Financial Advisor; 371 Fountain View Circle, , Alcoa, TN, 37701; Investment-Related; 04/01/2021; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-08 |
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