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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-17
MN RA APPROVED 2013-12-13
  • TX RA
    APPROVED_RES
    Since 2014-09-17
  • MN RA
    APPROVED
    Since 2013-12-13

Branch Locations

8325 Wayzata Blvd Ste 100, Golden Valley, MN 55426 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/1995 03/2020
Ameriprise Financial Services, Llc Golden Valley MN 03/2020 Present
Other Businesses

Business Ownership; GRV-KRC LLC; ; LLC to hold real estate. 1/3 owner.; 153 Lake Street EWayzata, MN, ,; ; ; 1 to 9 hours per month; / Ramp Recreational LLC; ; LLC to hold real estate; 15718 84th Pl NMaple Grove, MN55311, ,; ; ; 1 to 9 hours per month; . Board of Directors; West Metro Advisors LLC; Board Member; 8325 Wayzata Blvd, Ste 100, Golden Valley, MN, 55426; Not Investment-Related; 07/14/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-21
S63 Uniform Securities Agent State Law Examination 1997-07-03
  • S66 Uniform Combined State Law Examination
    2009-03-21
  • S63 Uniform Securities Agent State Law Examination
    1997-07-03

View on SEC IAPD

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