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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-06 |
| MA | RA | APPROVED | 2019-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wtnh - Tv | New Haven | CT | 08/2000 | Present |
| Lpl Financial, Llc | East Longmeadow | MA | 01/2013 | Present |
(1) 01/22/2013 - No Business Name - Voice Over/Free Lance Weather - 5% Time Spent (2) 01/22/2013 - No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Independent agent selling whole life, Term, disability (3) 08/14/2013 - Sid Starks Financial - Non-Variable Insurance DBA - DBA: Sid Starks Financial - Investment Related - At Reported Business Location(s) - 100% Time Spent - financial services advisor for individuals and businesses (4) 07/18/2022 - state government - Not Investment Related - Home Based - Other - Political Campaign - state committeeman - State Date - 08/01/2016 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-18 |
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