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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-15 |
| FL | RA | APPROVED | 2009-10-05 |
Branch Locations
10537 State Rd 54 Unit B, New Port Richey, FL 34655-2293 • United States
1904 W Main St, Inverness, FL 34452 • United States
Trinity, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Port Richey | FL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | New Port Richey | FL | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Hernando County Florida 6 lots, ,; ; / Lot/Land; Citrus county Florida 6 lots, ,; ; / Lot/Land; New Mecixo 2 lots, ,; ; / Lot/Land; Vacant lot located at 100 North 14th Street, Leesburg, Florida 3, ,; Investment-Related; 06/03/2014. Business Ownership; IonaAlice LLC; Owner. Investment Advisor; This company is being established for me to transfer funds from my individual account to be able to pay the expenses that I will incur with the Ameriprise Franchise office that I am opening up this month.; 4807 US Hwy 19 ste 206, , New Port Richey, FL, 34652; Investment-Related; 05/27/2015; 20 to 39 hours per month; 20 to 39 during trading hours / Iona Foundation; Management; Charitable Foundation; 2107 Hammock Park Ct, , Trinity, FL, 34655; Not Investment-Related; 06/01/2017; 0 hours per month; 0 during trading hours / Scons LLC; Owner; Real estate development; 2107 Hamock Park Ct, , Trinity, FL, 34655; Investment-Related; 11/20/2007; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Iona Foundation; Not for profit community service; 2107 Hammock Park CtTrinity, FL. 34655, ,; Not Investment-Related; 08/18/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-03 |
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