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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-15
FL RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2025-09-15
  • FL RA
    APPROVED
    Since 2009-10-05

Branch Locations

10537 State Rd 54 Unit B, New Port Richey, FL 34655-2293 • United States

1904 W Main St, Inverness, FL 34452 • United States

Trinity, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Port Richey FL 10/2009 03/2020
Ameriprise Financial Services, Llc New Port Richey FL 03/2020 Present
Previous Registrations
  • 2009-06-16 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    New Port Richey, FL
    Bayonet Point, FL
Other Businesses

Real Estate Ownership; Lot/Land; Hernando County Florida 6 lots, ,; ; / Lot/Land; Citrus county Florida 6 lots, ,; ; / Lot/Land; New Mecixo 2 lots, ,; ; / Lot/Land; Vacant lot located at 100 North 14th Street, Leesburg, Florida 3, ,; Investment-Related; 06/03/2014. Business Ownership; IonaAlice LLC; Owner. Investment Advisor; This company is being established for me to transfer funds from my individual account to be able to pay the expenses that I will incur with the Ameriprise Franchise office that I am opening up this month.; 4807 US Hwy 19 ste 206, , New Port Richey, FL, 34652; Investment-Related; 05/27/2015; 20 to 39 hours per month; 20 to 39 during trading hours / Iona Foundation; Management; Charitable Foundation; 2107 Hammock Park Ct, , Trinity, FL, 34655; Not Investment-Related; 06/01/2017; 0 hours per month; 0 during trading hours / Scons LLC; Owner; Real estate development; 2107 Hamock Park Ct, , Trinity, FL, 34655; Investment-Related; 11/20/2007; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Iona Foundation; Not for profit community service; 2107 Hammock Park CtTrinity, FL. 34655, ,; Not Investment-Related; 08/18/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-09
S63 Uniform Securities Agent State Law Examination 1996-05-03
  • S65 Uniform Investment Adviser Law Examination
    2009-06-09
  • S63 Uniform Securities Agent State Law Examination
    1996-05-03

View on SEC IAPD

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