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Stefanie Frances Pontlitz

LPl Financial LLC

New Port Richey, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-12
  • FL RA
    APPROVED
    Since 2017-10-12

Branch Locations

5920 Main Street Pontlitz Asset Advisors, New Port Richey, FL 34652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New Port Richey FL 05/2013 Present
Independent Financial Partners New Port Richey FL 05/2013 08/2017
Previous Registrations
  • 2013-07-02 → 2017-08-14
    New Port Richey, FL
  • 2010-05-25 → 2011-05-16
    Chase Investment Services Corp.
    Tampa, FL
  • 2008-01-01 → 2009-08-31
    Land O'LAkes, FL
  • 2005-09-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Port Richey, FL
    St. Louis, MO
    Port Richey, FL
Other Businesses

1. 04/24/2013 - Pontlitz Asset Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 04/23/2014 - NO BUSINESS NAME - NOT INV REL - Community, Civic and Charitable Board - 1% TIME SPENT - Krewe of the Dixie Darlins is a civic organization based around volunteerism, diversity and friendship.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2005-09-16
Other Names
  • Stefanie Frances Ambrosio
  • Stefanie Frances Ambrosio

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