Stefanie Frances Pontlitz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Lpl Financial Llc
  New Port Richey, FL
• 05/2013 → 08/2017
  Independent Financial Partners
  New Port Richey, FL

Previous Registrations

• 2013-07-02 → 2017-08-14
  Independent Financial Partners
  New Port Richey, FL
• 2010-05-25 → 2011-05-16
  Chase Investment Services Corp.
  Tampa, FL
• 2008-01-01 → 2009-08-31
  Wells Fargo Clearing Services, Llc
  Land O'LAkes, FL
• 2005-09-20 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Port Richey, FL
  St. Louis, MO
  Port Richey, FL

Other Businesses

1. 04/24/2013 - Pontlitz Asset Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 04/23/2014 - NO BUSINESS NAME - NOT INV REL - Community, Civic and Charitable Board - 1% TIME SPENT - Krewe of the Dixie Darlins is a civic organization based around volunteerism, diversity and friendship.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-16

Other Names

• Stefanie Frances Ambrosio
• Stefanie Frances Ambrosio