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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • AZ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

6720 N Scottsdale Rd St 290, Scottsdale, AZ 85253 • United States

7180 East Kierland Blvd Unit 401, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Consultants Inc Minneapolis MN 09/1995 Present
Securian Financial Services, Inc. St. Paul MN 09/1995 08/2023
C.R.I. Securities, Inc. St. Paul MN 09/1995 10/2021
Minnesota Life Insurance Company St. Paul MN 09/1995 08/2023
Cetera Wealth Services, Llc Scottsdale AZ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/1995 → Present
    North Star Consultants Inc
    Minneapolis, MN
  • 09/1995 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 09/1995 → 10/2021
    C.R.I. Securities, Inc.
    St. Paul, MN
  • 09/1995 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Scottsdale, AZ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-05-12 → 2023-08-10
    Securian Financial Services, Inc.
    Bozeman, MT
    Salt Lake City, UT
    Minneapolis, MN
    Bozeman, MT
    Minneapolis, MN
    Scottsdale, AZ
    St. Paul, MN
  • 2010-05-12 → 2021-10-21
    Cri Securities, Llc
    Minneapolis, MN
    Bozeman, MT
    Bozeman, MT
    Minneapolis, MN
Other Businesses

1. BIGSKYNOMADS LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2019 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Owner 2. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 3. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-13
  • S63 Uniform Securities Agent State Law Examination
    1995-10-13
Designations

View on SEC IAPD

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