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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
TN RA APPROVED 2015-08-10
  • TX RA
    APPROVED
    Since 2026-02-13
  • TN RA
    APPROVED
    Since 2015-08-10

Branch Locations

8 Sheridan Square Suite 300, Kingsport, TN 37660 • United States

Jonesborough, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Kingsport TN 08/2015 Present
Morgan Stanley Private Bank, N.A. New York NY 09/2015 Present
  • 08/2015 → Present
    Morgan Stanley Smith Barney Llc
    Kingsport, TN
  • 09/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2002-06-21 → 2015-08-10
    Johnson City, TN
    Johnson City, TN
    Johnson City, TN
  • 2000-11-03 → 2002-06-21
    Wachovia Securities, Inc.
    Bristol, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1995-12-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1995-12-06

View on SEC IAPD

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