Vivienne Karin Schleu

Current Employers

Employment History

• 05/2008 → Present
  Lpl Financial, Llc
  Coconut Creek, FL
• 05/2015 → Present
  National Wealth Management Group, Llc
  Coconut Creek, FL

Previous Registrations

• 2015-05-18 → 2021-12-31
  National Wealth Management Group, Llc
  Cincinnati, OH
  Coconut Creek, FL
• 2007-01-16 → 2008-05-30
  Investment Advisors International, Inc.
  Coconut Creek, FL

Other Businesses

(1) 05/23/2008: Galleon Bay - family business - INV REL - At Reported Business Location(s) - President/part owner of Florida land development company - 2% Time Spent (2) 05/23/2008: No Business Name - Tax Prep/Accounting/CPA - INV REL - At Reported Business Location(s) - Preparation of taxes & business advice. - 5% Time Spent (3) 11/14/2011: No Business Name - DBA for LPL Business (entity for LPL business) - Alpina Financial Consultants, LLC - INV REL - At Reported Business Location(s) (4) 05/19/2015: National Wealth Management Group, LLC - Registered Investment Advisor Hybrid - (HYBRID) National Wealth Management Group, LLC - INV REL - At Reported Business Location(s) - Start 02/15/2015 - Managing Director, Chief Financial Officer (CFO) and Investment Adviser Representative (IAR) - 200 Hr/Mo; 140 Hours During Securities Trading (5) 05/23/2016: ALPINA TAX & ACCOUNTING SERVICES, LLC - Tax Prep/Accounting/CPA - INV REL - 4171 W. Hillsboro Blvd., Suite 4, Coconut Creek, Florida 33073 - Start 05/23/2016 - Co-Owner/CPA - 25 Hr/Mo; 10 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-03
• S63 Uniform Securities Agent State Law Examination
  1995-11-02

Other Names

• Vivienne Karin Schleu