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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-23 |
| FL | RA | APPROVED | 2019-12-23 |
Branch Locations
2 N State Road 7, Plantation, FL 33317 • United States
6500 N. State Road 7, Coconut Creek, FL 33073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | West Palm Beach | FL | 07/2006 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 07/2007 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 03/2018 | 12/2019 |
| Bank Of America, N.A. | Fort Lauderdale | FL | 03/2018 | 12/2019 |
| J.P. Morgan Securities Llc | Coconut Creek | FL | 12/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Coconut Creek | FL | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-12 |
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