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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-24 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
225 S Lake Ave Ste 700, Pasadena, CA 91101 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-24 |
Branch Locations
225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Segundo | CA | 03/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 11/2016 | 01/2020 |
| Wells Fargo Clearing Services | Los Angeles | CA | 03/2020 | 02/2025 |
| Ubs Financial Services, Inc | Los Angeles | CA | 02/2025 | 06/2026 |
| Wells Fargo Clearing Services | Pasadena | CA | 07/2026 | Present |
| Wells Fargo Advisors Financial Network | Pasadena | CA | 07/2026 | Present |
RENTAL PROPERTY, INV-RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START: 8/15/15, 8 HRS/MO, 0 DURING TRADING, DUTIES: LANDLORD, COLLECTING RENT, MANAGING PROPERTY. A.K DBA City Terrace Rentals - RowanUnited States, CaliforniaUnited States-90063, Sole proprietorship, Real Estate, Duplex - Rental, Proprietor / owner, Rental Property, manage and maintain property, Start date-11/15/2015, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-14 |
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