Isidro Z Miramontes

Current Employers

Employment History

• 07/2015 → 11/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 07/2015 → Present
  Miramontes Capital, Llc
  Irvine, CA
• 11/2021 → 05/2023
  Saxony Securities, Inc.
  St. Louis, MO
• 05/2023 → Present
  American Trust Investment Services
  Laguna Beach, CA

Previous Registrations

• 2015-07-20 → 2016-02-26
  Daniel Wealth Advisors
  Costa Mesa, CA
• 2008-02-29 → 2015-07-28
  Ubs Financial Services Inc.
  Brea, CA
• 2007-04-02 → 2008-03-10
  Morgan Stanley & Co. Llc
  Brea, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Brea, CA
  Brea, CA

Other Businesses

1. MCR Holdings, Investment-related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA; RIA in future recruit Schwab PKS execs for future; CEO; 1/2021; 20 hrs/month; 15 hrs/month; start up new RIA 2. Book "Living the Good Life," non-investment; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; book; Author; 11/18; 0 hrs; 0 hrs; retirement book on how to succeed and generate income 3. Miramontes Capital LLC; DBA; investment-related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; B/D business; manager, CEO; 7/2015; 160 hrs/month; 160 hrs/month; control client assets & Charles Schwab variable annuities 4. All Inclusive Insurance Services; investment-related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; sell fixed income annuities & life insurance 5. Advisors Master Class; non-investment related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; Teach advisors how to market their firm; President; 8-21; 10 hrs/month; 5 hrs/month; President will help oversee coaching 6. Miramontes Capital Property Management; non-investment related; 316 Emerald Bay, Laguna Beach, CA, 92651; real estate purchasing and leasing; owner; 11/2016; 2 hrs per month; 0 hrs per month; buy buildings and lease to public 7. Book "Retirement: Your New Beginning"; non-investment; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; book about retirement plan; 1/17; 0 hrs; 0 hrs/mth; authored book, no further action 8. Miramontes Capital-RIA; investment-related; 620 Newport Center Dr, Ste. 650, Newport Beach, CA, 92660; IA company; CEO; 7/15;160 hrs/month; 160 hrs/month; provide investment advisory service for clients 9. Apex Tax & Estate Planning; non-investment; 316 Emerald Bay, Laguna Beach, CA, 92651; admin. duties & tax preparation; 2/15; owner, President; 0 hrs/month; perform all administration & operations duties for Miramontes 10. Miramontes Properties, LLC; non-investment; 316 Emerald Bay, Laguna Beach, CA, 92651; rental properties; 10/16; manager/owner; 25 hrs/month; has rental property, both commercial and housing 11. Broker Dealer (Name Undisclosed), Investment Related, 4701 Teller Ave. Newport Beach, CA 92660, Buy Broker Dealer, Undisclosed, 08/2022, 10 hours/month, during securities trading hours: Unknown, Review potential sellers of Broker Dealers 12. MTO Accounting Solutions; Non-Investment Related; 4701 Teller Avenue, Newport Beach, CA 92660; Managing Partner; 11/2025; 50% ownership percentage and 10 hours/ month not during securities trading hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-13
• S63 Uniform Securities Agent State Law Examination
  1995-11-21

Other Names

• Sid Miramontes