John Marshall Williams

Employer firm

Constellation Wealth Advisors CRD 147253

$5.40B regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Quadrant Capital Group, Llc
  Cincinnati, OH
• 09/2017 → Present
  Constellation Wealth Advisors, Llc
  Cincinnati, OH

Previous Registrations

• 2017-09-29 → 2020-05-28
  Constellation Wealth Advisors, Llc
  Cincinnati, OH
• 2005-03-02 → 2008-06-27
  Fifth Third Securities, Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1) Entity/Business Name: Cincinnati Tennis Foundation; Investment related (Y/N): Y; Address: Cincinnati, OH; Nature of the Business: Nonprofit promoting tennis in sports based youth development programs; Position/Title/Relationship: Board Member; Approximate # of hours a month: nominal; Approximate # of hours during trading hours: nominal; Compensated (Y/N)? N; Briefly describe your duties: Supports the organization's mission and programs as a member of the Board of Directors 2) Entity/Business Name: United Way of Greater Cincinnati; Investment related (Y/N): Y; Address: 2400 Reading Rd, Cincinnati, OH 45202; Nature of the Business: Nonprofit dedicated to providing relief and solving pressing community challenges; Position/Title/Relationship: Foundation Board Member and Treasurer; Approximate # of hours a month: nominal; Approximate # of hours during trading hours: nominal; Compensated (Y/N)? N; Briefly describe your duties: Supports the organization's initiatives as a member of the Foundation Board

Exams

• S66 Uniform Combined State Law Examination
  2005-05-04
• S63 Uniform Securities Agent State Law Examination
  1996-01-03

Designations

• Chartered Financial Analyst