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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-31 |
| PA | RA | APPROVED | 2011-02-15 |
Branch Locations
670 North River Street Suite 400, Wilkes-Barre, PA 18705 • United States
Key West, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Wilkes Barre | PA | 02/2011 | Present |
1. HENDON LP, 7 Viewmont Estates Scranton PA 18508; Commercial real estate property in Scranton PA; Partner; Some maintenance of the property, investments; Other partners include the general partner, My father as well as other partners being his sister and mother; affiliation started 12/29/1989; 3.0 hours per month; during securities trading hours; not investment-related. 2. Rosenburg Charitable Foundation; 25 Lakeside Dr, Clarks Summit, PA 18411; Family charity; President; Responsible for handling all funds and distributions; 06/23/2020; 10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 3. Ravine Enterprises; 20 Forest Glen Cir, Dalton, PA 18414; Real Estate; Owner; 04/13/2021; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 4. Hendon LP; 20 Forest Glen Circle; Dalton, PA 18414; Real Estate; Owner/manager; 6/13/2000; 2 hr/week; Not during Securities Trading Hours; Investment Related. 5. SPITALGATE LLC; 643 MEADOWS LANE DALLAS, PA 18612; REAL ESTATE PROPERTY; Owner; MANAGE PROPERTY; 07/01/2026; 2hrs/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-27 |
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