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David Todd Simpson

LPl Financial LLC

San Marcos, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-11-29
CA RA APPROVED 2017-11-29
CO RA APPROVED 2017-11-29
NV RA APPROVED 2017-11-29
NM RA APPROVED 2017-11-29
PA RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
UT RA APPROVED 2017-11-29
WI RA APPROVED 2017-11-29
  • AZ RA
    APPROVED
    Since 2017-11-29
  • CA RA
    APPROVED
    Since 2017-11-29
  • CO RA
    APPROVED
    Since 2017-11-29
  • NV RA
    APPROVED
    Since 2017-11-29
  • NM RA
    APPROVED
    Since 2017-11-29
  • PA RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29
  • UT RA
    APPROVED
    Since 2017-11-29
  • WI RA
    APPROVED
    Since 2017-11-29

Branch Locations

955 Boardwalk Ste 203, San Marcos, CA 92078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation San Marcos CA 06/1999 11/2017
Lpl Financial Llc San Marcos CA 11/2017 Present
Pacific Financial Group San Marcos CA 06/2019 Present
  • 06/1999 → 11/2017
    National Planning Corporation
    San Marcos, CA
  • 11/2017 → Present
    San Marcos, CA
  • 06/2019 → Present
    Pacific Financial Group
    San Marcos, CA
Previous Registrations
  • 2005-01-12 → 2017-11-29
    National Planning Corporation
    San Marcos, CA
Other Businesses

1. 10/24/2017 - Pacific Tax & Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CEO/Owner - Start Date 9/1995 - 160 Hours Per Month / 160 Hours During Trading - 75% Time Spent. 2. 10/24/2017 - Amigos Westside Investments - Not Investment Related - Valencia, CA - Real Estate Rental - Investor/General Partner - Start Date 2015/1/1 - 0% Time Spent. 3. 10/24/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - 80 Hours Per Month / 80 Hours During Trading. 4. 10/24/2017 - Hat-Trick Holdings, LLC - Not Investment Related - 955 Boardwalk Ste 203 San Marcos CA 92078 - Real Estate Rental - Owner - Start Date 3/2009. 5. 01/12/2018 - Park Place South Maintenance Association - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member - President - Start Date 12/20/2017 - 2 Hours Per Month/2 Hours During Securities Trading. 6. 11/19/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance--Trails Only - Started 10/26/2018 - 0 Hours Per Month - AGENT ON A FINANCIAL CLIENT'S ALREADY EXISTING POLICY AT NATIONAL LIFE GROUP. 7. 2/1/2019 - PACIFIC FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 100 Hours Per Month During Securities Trading. 8. 09/03/2021 - No Business Name - Investment Related - OLIVE BRANCH, MS - Real Estate Rental - Start Date: 12/27/2018 - 0 Hours Per Month/0 Hours During Securities Trading - RESIDIENTIAL RENTAL HOME. 9) 01/13/2025 - Investment Related -Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/01/2025 - 2 Hrs/Mth - 2 Hrs During Trading. 10. 09/26/2025 - Pacific Tax & Financial Group - Tax Prep/Accounting/CPA - Inv rel - At Reported Business Location(s) - Start Date:09/01/1995 - 200 Hrs/Mth - 100 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-18
S63 Uniform Securities Agent State Law Examination 1995-11-28
  • S66 Uniform Combined State Law Examination
    2013-07-18
  • S63 Uniform Securities Agent State Law Examination
    1995-11-28

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