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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
100 E San Marcos Blvd. Suite 400, San Marcos, CA 92069 • United States
9655 Granite Ridge Dr., San Diego, CA 92123 • United States
4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Enterprise Rent A Car | Manassas Park | VA | 06/2016 | 11/2017 |
| Lyft | San Diego | CA | 11/2017 | 02/2018 |
| Northwestern Mutual Investment Services Llc | La Jolla | CA | 04/2018 | 10/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2018 | 12/2018 |
| Pruco Securities, Llc. | San Diego | CA | 02/2019 | 11/2024 |
| Prudential Insurance Company Of America | San Diego | CA | 08/2019 | Present |
| Lpl Enterprise, Llc | San Diego | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-10 |
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