Eric Todd Moffitt

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-10
TX	RA	APPROVED	2017-08-11

CA RA
APPROVED

Since 2025-02-10
TX RA
APPROVED

Since 2017-08-11

Branch Locations

Valley Center, CA • United States

100 E San Marcos Blvd Ste 450, San Marcos, CA 92069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	San Diego	CA	03/2010	05/2017
Raymond James Financial Services Advisors Inc.	San Marcos	CA	05/2017	Present

03/2010 → 05/2017

Wells Fargo Advisors Financial Network Llc

San Diego, CA
05/2017 → Present

Raymond James Financial Services Advisors Inc.

San Marcos, CA

Previous Registrations

2010-03-25 → 2017-05-24

Wells Fargo Advisors Financial Network, Llc

San Marcos, CA
2009-06-01 → 2010-03-26

Morgan Stanley

San Diego, CA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

San Diego, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

Rancho Bernardo, CA

Escondido, CA

Other Businesses

(1)Name of Business: BERKSHIRE HATHAWAY Address: 16969 BERNARDO CENTER DR, SAN DIEGO, CA, 92128, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: Yes Start Date: 11/01/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RESIDENTIAL HOME SALES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-22
S63	Uniform Securities Agent State Law Examination	1990-05-15

S66 Uniform Combined State Law Examination

2010-06-22
S63 Uniform Securities Agent State Law Examination

1990-05-15

View on SEC IAPD