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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
IL RA APPROVED 2018-12-04
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • IL RA
    APPROVED
    Since 2018-12-04

Branch Locations

2555 W. Golf Road, Hoffman Estates, IL 60169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Barrington IL 05/1998 11/2018
Charles Schwab Bank Barrington IL 02/2005 11/2018
J.P. Morgan Securities Llc Hoffman Estates IL 11/2018 Present
Jpmorgan Chase Bank, N.A. Hoffman Estates IL 11/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-15
S63 Uniform Securities Agent State Law Examination 1995-10-17
  • S66 Uniform Combined State Law Examination
    2000-11-15
  • S63 Uniform Securities Agent State Law Examination
    1995-10-17
Other Names
  • Brett Schulz

View on SEC IAPD

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