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Caterina Fontina Gage

Citigroup Global Markets Inc.

Greenwich, CT

Iselin, NJ

Watchung, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-12-12
  • NJ RA
    APPROVED
    Since 2023-12-12

Branch Locations

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Citi Private Bank 99 Wood Ave South, Fl 2,, Iselin, NJ 08830 • United States

Watchung, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Short Hills NJ 05/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-12
S63 Uniform Securities Agent State Law Examination 2007-06-12
  • S66 Uniform Combined State Law Examination
    2023-12-12
  • S63 Uniform Securities Agent State Law Examination
    2007-06-12
Other Names
  • Cathy Lazzaro
  • Caterina F Lazzaro
  • Cathy F Lazzaro
  • Caterina F. Gage
  • Caterina Fontina Lazzaro
  • Caterina Fontina Gage
  • Caterina Fontina Gage
  • Caterina Gage

View on SEC IAPD

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