Best Investors Account Sign in
Inactive

James Russell Ferrin

Captrust

Minnetonka, MN

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-26
  • MN RA
    APPROVED
    Since 2023-04-26

Branch Locations

701 Carlson Parkway Suite 420, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quantitative Advantage, Llc Minnetonka MN 06/2013 03/2023
Capfinancial Partners Llc (Captrust) Raleigh NC 03/2023 Present
  • 06/2013 → 03/2023
    Quantitative Advantage, Llc
    Minnetonka, MN
  • 03/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2018-03-28 → 2023-06-12
    Quantitative Advantage, Llc
    Minnetonka, MN
  • 2012-08-20 → 2013-06-11
    Curian Capital, Llc
    Denver, CO
  • 2002-08-28 → 2003-01-02
    Wells Fargo Investments, Llc
    Denver, CO
  • 2001-08-03 → 2002-08-22
    Allspring Global Investments, Llc
    Denver, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-16
  • S63 Uniform Securities Agent State Law Examination
    1995-11-16
Designations
Other Names
  • Jim Ferrin

View on SEC IAPD

Other Firms

MERCED CAPITAL, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
CRESSET ASSET MANAGEMENT, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ORGEL WEALTH MANAGEMENT, LLC
PINE RIVER CAPITAL MANAGEMENT L.P.
DGV SOLUTIONS LP
THE ADVOCATE GROUP, LLC

Other Investors

MATTHEW DAVID OSENDORF
JEANNINE LOUISE STRAND MARQUEZ
RACHAEL MICHELLE PERAZA
GRANT RONALD FJOSNE
Sean M McCullough
David Douglas Roderick
GINGER RAE EWING
MICAH CHARLES BENWAY

Other Offices

MERCED CAPITAL, L.P. · MINNETONKA, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Minnetonka, MN
CRESSET ASSET MANAGEMENT, LLC · MINNETONKA, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MINNETONKA, MN
CRESSET ASSET MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
PINE RIVER CAPITAL MANAGEMENT L.P. · MINNETONKA, MN

More in Minnetonka, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor