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9600 Great Hills Trail Suite 150W, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-14 |
| TX | RA | APPROVED | 2023-08-11 |
Branch Locations
9600 Great Hills Trail Suite 150W, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucien, Stirling & Gray Financial Corporation | Austin | TX | 07/1995 | 10/2020 |
| Northwest Asset Management | Mercer Island | WA | 11/2020 | 10/2023 |
| Watercolor Financial | Austin | TX | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-27 |
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