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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-05 |
| TX | RA | APPROVED_RES | 2025-05-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities Inc | Fort Lauderdale | FL | 07/2006 | 05/2019 |
| Kovack Advisors, Inc. | Ft. Lauderdale | FL | 07/2006 | 05/2019 |
| Investacorp | Miami | FL | 05/2019 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 05/2019 | 07/2020 |
| Dowd Financial Group | Lighthouse Point | FL | 06/2002 | 05/2025 |
| Securities America, Inc. | Lighthouse Point | FL | 07/2020 | 02/2022 |
| Securities America Advisors, Inc. | Lighthouse Point | FL | 07/2020 | 02/2022 |
| Grove Point Investments Llc | Rockville | MD | 02/2022 | 05/2025 |
| Grove Point Advisors Llc | Rockville | MD | 02/2022 | 05/2025 |
| Lpl Financial Llc | Wildwood | FL | 05/2025 | Present |
1. 05/01/2025-Dowd Financial Group, Inc.- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 12/22/2016- 10 Hours Per Month- 10 Hours During Trading 2. 05/01/2025- Dowd Financial Group Inc.- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/03/2002- 160 Hours Per Month- 130 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-29 |
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