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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-19 |
| NE | RA | APPROVED | 2001-09-21 |
Branch Locations
1111 N 102Nd Ct Ste 320, Omaha, NE 68114-2194 • United States
7011 Kentwell Ln Ste 100, Lincoln, NE 68516 • United States
Omaha, NE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Omaha | NE | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Omaha | NE | 03/2020 | Present |
Business Ownership; DSW Enterprises, LLC; Practice Operations, staff hiring and implementation; Operating agreement and LLC for our group Private Wealth Practice; 1111 N 102nd Court Suite 320, , Omaha, NE, 68114; Not Investment-Related; 06/08/2015; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-06 |
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