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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-23 |
| WI | RA | APPROVED | 2003-02-04 |
Branch Locations
8301 University Avenue, Middleton, WI 53562 • United States
610 West Main St., Waunakee, WI 53597 • United States
3207 Parmenter Street, Middleton, WI 53562 • United States
Verona, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Bank Of Cross Plains | Waunakee | WI | 09/2001 | Present |
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Waunakee | WI | 02/2003 | Present |
1. 11/5/2004 - SB FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/25/2010 - STATE BANK OF CROSS PLAINS - Investment Related - At Reported Business Location(s) - Financial Institution Duty - TIME SPENT 10% - REFER POTENTIAL CLIENTS TO BANK TRUST DEPARTMENT AS AN INDIRECT RESULT OF MY PRIMARY RESPONSIBILITIES OF REGISTERED REPRESENTATIVE. 3. 10/20/2022 - Lake Ridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/02/2023 - 160 Hours Per Month/120 Hours During Securities Trading. 4) 03/28/2025 - Lake Ridge Bank - Investment Related - Middleton WI - Financial Institution Duty - Start Date:03/24/2025 - 100 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-10 |
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