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Michael Terrence O'COnnor

Wells Fargo Clearing Services, LLC

Columbia, MD

Rehoboth Beach, DE

Forest Hill, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-26
DE RA APPROVED 2021-05-05
MD RA APPROVED 2012-04-19
  • TX RA
    APPROVED
    Since 2026-02-26
  • DE RA
    APPROVED
    Since 2021-05-05
  • MD RA
    APPROVED
    Since 2012-04-19

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Rehoboth Beach, DE • United States

1 Newport Dr, Forest Hill, MD 21050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baltimore MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Baltimore MD 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-18
S63 Uniform Securities Agent State Law Examination 1995-11-02
  • S65 Uniform Investment Adviser Law Examination
    2012-04-18
  • S63 Uniform Securities Agent State Law Examination
    1995-11-02
Other Names
  • Michael Terrence Oconnor

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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