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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-29 |
| IL | RA | APPROVED | 2006-01-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger | Carbondale | IL | 11/2005 | Present |
1.FORBES FINANCIAL GROUP-11/16/05. 2. 03/20/2019 - FFG - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:03/19/2019 - 200 hrs/mo - 200 hrs during trading. 3. 05/15/2019 - No business name - Inv related - Carbondale, IL 62901 - start date:06/01/2018 - 2 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-10 |
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