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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED | 2025-10-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 University Ave #2B, Westwood, MA 02090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 03/2010 | 10/2025 |
| Axial Financial Group | Burlington | MA | 08/2013 | 10/2025 |
| Kestra Investment Services Llc | Westwood | MA | 10/2025 | Present |
| Kestra Advisory Services Llc | Westwood | MA | 10/2025 | Present |
Name: SPARTA FINANCIAL POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2025 ADDRESS: 1 University Ave, #2b Grandview Partners, Westwood MA 02090, United States DESCRIPTION: Fixed Insurance sales and service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-10 |
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