Steven E Manger

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
• 09/2012 → Present
  Bank Of America, N.A
  Seattle, WA

Previous Registrations

• 2011-06-16 → 2012-08-31
  Lpl Financial Llc
  Lacey, WA
• 2010-02-10 → 2011-04-19
  Hsbc Securities (Usa) Inc.
  Seattle, WA
• 1998-07-01 → 2009-04-28
  Banc Of America Investment Services, Inc.
  Seattle, WA
  Seattle, WA
  Seattle, WA

Other Businesses

I*500827, Entity Type: Entity For Profit, Name of OBA: steven manger rental property, Address: seattle, Washington 98117, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/01/2018, No Hours: 1, No Hours during trading: 0, Duties: Owner of Rental Property

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-13
• S63 Uniform Securities Agent State Law Examination
  1995-10-13