Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
WA RA APPROVED 2012-09-07
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • WA RA
    APPROVED
    Since 2012-09-07

Branch Locations

3601 Stone Way N, Seattle, WA 98103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 08/2012 Present
Bank Of America, N.A Seattle WA 09/2012 Present
Previous Registrations
  • 2011-06-16 → 2012-08-31
    Lacey, WA
  • 2010-02-10 → 2011-04-19
    Seattle, WA
  • 1998-07-01 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Seattle, WA
    Seattle, WA
    Seattle, WA
Other Businesses

I*500827, Entity Type: Entity For Profit, Name of OBA: steven manger rental property, Address: seattle, Washington 98117, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/01/2018, No Hours: 1, No Hours during trading: 0, Duties: Owner of Rental Property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-13
S63 Uniform Securities Agent State Law Examination 1995-10-13
  • S65 Uniform Investment Adviser Law Examination
    1998-01-13
  • S63 Uniform Securities Agent State Law Examination
    1995-10-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor