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William J. Whitfield

Morgan Stanley

Norwell, MA

CRD 5060834

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-04-17
TX RA APPROVED_RES 2020-04-02
RI RA APPROVED 2012-03-29
  • CT RA
    APPROVED
    Since 2023-04-17
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • RI RA
    APPROVED
    Since 2012-03-29

Branch Locations

141 Longwater Drive Suite 102, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Norwell MA 03/2012 Present
Morgan Stanley Private Bank, National Association Norwell MA 01/2015 Present
  • 03/2012 → Present
    Morgan Stanley Smith Barney
    Norwell, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    Norwell, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-07
  • S66 Uniform Combined State Law Examination
    2006-02-07
Other Names
  • Bill Whitfield
  • William Whitfield
  • William John Whitfield
  • William J. Whitfield Jr.

View on SEC IAPD

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