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Thomas A Sherman

S3, Inc

Minneapolis, MN

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Current Employers
S3, Inc

5354 Parkdale Drive Suite 103, Minneapolis, MN 55416 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-22
  • MN RA
    APPROVED
    Since 2026-01-22

Branch Locations

5402 Parkdale Drive Suite 100, Minneapolis, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sherman Consulting, Ltd Minneapolis MN 09/1997 Present
  • 09/1997 → Present
    Sherman Consulting, Ltd
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-20
  • S65 Uniform Investment Adviser Law Examination
    1995-09-20
Other Names
  • Tom Sherman
  • Thomas Sherman

View on SEC IAPD

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