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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2009-09-12 |
| NJ | RA | APPROVED | 2004-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N,A, | West Nyack | NY | 05/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Nyack | NY | 02/1993 | Present |
I*128851 For profit or not for profit: For-Profit Organization Name of outside business organization: Caseys House Investment related: Address of business: West Nyack, New York 10994 Nature of business: Sole Proprietorship, Compensation for Activity: Position, title, association: Family Held, Start date of relationship: 12/19/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: making & selling of pet bow ties. This is a business my daughter started. I put in my name since she is a minor. I oversee her creating & mailing products & control the bank account. She donates bow ties and part of funds to animal shelters.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-22 |
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