James Milne Provencher

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1981 → Present
  Self-Employed Attorney
  San Diego, CA
• 11/1983 → Present
  Self Employed Attorney
  San Diego, CA
• 06/1995 → Present
  Mts Financial
  San Diego, CA
• 08/2015 → 09/2023
  Sagepoint Financial, Inc.
  San Diego, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Ramona, CA

Previous Registrations

• 2015-08-24 → 2023-09-01
  Osaic Services, Inc.
  San Diego, CA
  Forest Lake, MN
  Ramona, CA
• 2013-10-17 → 2015-08-28
  Fintegra, Llc
  Minneapolis, MN
  San Diego, CA
• 2008-09-19 → 2013-10-30
  Questar Asset Management, Inc.
  Minneapolis, MN

Other Businesses

1. INSURANCE - JIM PROVENCHER POSITION: Owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 12/01/1981 ADDRESS: 17355 Rancho Suenos Rd, Ramona CA 92065-6958, United States DESCRIPTION: Sales of fixed life and health insurance products 2. ATTORNEY POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/01/1981 ADDRESS: 17355 Rancho Suenos Rd, Ramona CA 92065-6958, United States DESCRIPTION: Estate planning attorney - creation of wills, trusts, powers of attorney Income tax preparation 3. NOAH'S ARK ANGEL FOUNDATION POSITION: Board Chair NATURE: CA nonprofit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/22/2019 ADDRESS: 12526 Campo Road, Spring Valley CA 91978, United States DESCRIPTION: Oversight of Board operations and management of nonprofit organization 4. TRUSTEE - JAMES M. PROVENCHER POSITION: Trustee NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/1981 ADDRESS: 17355 Rancho Suenos Rd, Ramona CA 92065-6958, United States DESCRIPTION: Trustee or successor trustee on trusts for family members

Exams

• S66 Uniform Combined State Law Examination
  2008-09-02
• S63 Uniform Securities Agent State Law Examination
  1995-10-12

Other Names

• James M Provencher