Best Investors
Account
Sign in
Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | La Jolla | CA | 03/2017 | 09/2018 |
| Equitable Financial Life Insurance Co./Axa Advisors, Llc | New York | NY | 11/2018 | 05/2019 |
| Unemployed | Ramona | CA | 10/2018 | 10/2018 |
| Cuso Financial Services, L.P. | San Diego | CA | 09/2019 | 03/2020 |
| Unemployed | Ramona | CA | 04/2020 | 06/2020 |
| Securities America, Inc. | San Diego | CA | 07/2020 | 06/2023 |
| Pfg Advisors | San Diego | CA | 07/2020 | 06/2023 |
| J.P. Morgan Securities Llc | Ramona | CA | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Ramona | CA | 06/2023 | Present |
| Unemployed | Ramona | CA | 06/2019 | 08/2019 |
| Morgan Stanley | La Jolla | CA | 03/2017 | 09/2018 |
| J.P. Morgan Securities Llc | Ramona | CA | 10/2012 | 02/2017 |
| Jpmorgan Chase Bank, N.A. | Ramona | CA | 07/2011 | 02/2017 |
| Equitable Advisors, Llc | New York | NY | 11/2018 | 05/2019 |
| Blupeak Credit Union | San Diego | CA | 07/2020 | 06/2023 |
Entity Name: James Vasquez Investment related: No Address: Ramona CA 92065 Nature of the other business: Culinary Position/Title/Relationship: Employee/Contractor Start Date: 08/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I occasionally am asked to consult as a professional chef. I do not actively market my skills, but I am an ACF Certified Culinarian (inactive since I am no longer cooking professionally) and have passed an associate degree in culinary arts. This would primarily be for in home residential cooking lessons."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
Reach out to this advisor