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Marc Phillipe Mongeon

J.P. Morgan Securities LLC

Ramona, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-22
TX RA APPROVED 2025-05-22
  • CA RA
    APPROVED
    Since 2025-05-22
  • TX RA
    APPROVED
    Since 2025-05-22

Branch Locations

1467 Main Street, Ramona, CA 92065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Escondido CA 10/2015 02/2017
Scottrade, Inc./Td Ameritrade Rancho Bernardo CA 02/2017 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 10/2022 05/2025
J.P. Morgan Securities Llc Ramona CA 05/2025 Present
Jpmorgan Chase Bank, N.A. Ramona CA 05/2025 Present
Previous Registrations
  • 2022-12-22 → 2025-05-20
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
  • 2018-03-05 → 2021-04-20
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
  • 2018-03-05 → 2021-04-20
    Td Ameritrade Investment Management, Llc
    San Diego, CA
  • 2017-02-24 → 2018-03-05
    Scottrade Investment Management
    Saint Louis, MO
  • 2016-05-16 → 2017-02-16
    Rbc Capital Markets, Llc
    Escondido, CA
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-16
  • S66 Uniform Combined State Law Examination
    2016-05-16
Other Names
  • Marc Mongeon
  • Marc- Phillipe Mongeon
  • Marc Phillipe Mongeon
  • Marcphillipe Mongeon

View on SEC IAPD

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Other Offices

EDWARD JONES · RAMONA, CA
EDWARD JONES · Ramona, CA
OSAIC WEALTH, INC. · RAMONA, CA
EP13 MGMT LLC · POWAY, CA
PEARSON, FREDERICK, NORMAN JR. · POWAY, CA
EDWARD JONES · SAN DIEGO, CA
CALTIER ADVISORS, LLC · POWAY, CA
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. · POWAY, CA

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