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Michael David Carlucci

Pw Nova Financial Services LLC

Newtown, PA

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Current Employers
Pw Nova Financial Services Llc

201 South State St. Suite 1A, Newtown, PA 18940 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-30
PA RA APPROVED 2026-03-27
  • TX RA
    APPROVED_RES
    Since 2026-03-30
  • PA RA
    APPROVED
    Since 2026-03-27

Branch Locations

201 South State St. Suite 1A, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pwa Financial, Llc Newtown PA 01/2013 12/2025
Pw Nova Financial Services Newtown PA 01/2026 Present
  • 01/2013 → 12/2025
    Pwa Financial, Llc
    Newtown, PA
  • 01/2026 → Present
    Pw Nova Financial Services
    Newtown, PA
Previous Registrations
  • 2013-01-14 → 2025-12-31
    Pwa Financial
    Newtown, PA
  • 2006-09-19 → 2013-01-15
    Corestates Capital Advisors, Llc
    Yardley, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-14
S63 Uniform Securities Agent State Law Examination 1995-11-30
  • S65 Uniform Investment Adviser Law Examination
    1995-12-14
  • S63 Uniform Securities Agent State Law Examination
    1995-11-30

View on SEC IAPD

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