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5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-15 |
Branch Locations
5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Lights Distributors, Llc | Omaha | NE | 12/2017 | 03/2018 |
| Boyd Waterson Asset Management, Llc | Cleveland | OH | 01/2011 | 03/2018 |
| Sage Advisory Services, Ltd Co | Austin | TX | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-26 |
| S65 | Uniform Investment Adviser Law Examination | 1995-09-18 |
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