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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-12 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oklahoma City | OK | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. FINRA INDUSTRY REGULATORS; NON INVESTMENT RELATED; 1 LIBERTY PLZ; NY, NY; ARBITRATOR; 1-2 OUTSIDE DEPENDING ON IF THERE IS A CASE; 1 DURING SECURITIES TRADING HOURS;HEAR ARBITRATION CASES SERVE AS INDUSTRY RELATED ARBITRATOR *544828 - Oklahoma Commission on the Status of Women; Investment related: No; Oklahoma City, Oklahoma; Government; Commissioner (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 3; After business hours: 0; PURPOSE: Commissioner serves to steer the Oklahoma Commission on the Status of Women to meet its requirement to act as an outreach to the women of the state; be a resource and clearinghouse for research and information on issues related to women and gender bias; to act as an advisory entity on equity issues to state agencies, communities, organizations and businesses of the state; and to help execute educational summits to bring awareness to issues that face women in Oklahoma all to improve quality of life for Oklahoma women
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-03 |
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